FINTEL
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INVESTOR QUALIFIER v3
Regulatory Intelligence Search
FINRA BrokerCheck · SEC IAPD · SEC EDGAR · OpenCorporates · 13F Filings · Activist Filings
SEARCH PARAMETERS — ENTER ANY COMBINATION
Personal Name
Firm Name
Email Address
— domain used to infer firm
Phone Number
— used to confirm firm match
⟶ SEARCH
All fields optional — provide any combination. Email domain and phone are used to disambiguate firm matches. Queries run in parallel client-side.
POSSIBLE MATCHES — SELECT TO REFINE
SUBJECT OVERVIEW
Aggregating...
01 — REGULATORY PROFILE
FINRA BROKERCHECK + SEC IAPD/ADV
Querying FINRA & SEC IAPD...
02 — PORTFOLIO / FILING SNAPSHOT
13F + EDGAR
Querying 13F & activist filings...
03 — ENTITY INFORMATION
OPENCORPORATES
Querying OpenCorporates...
04 — AUTO-GENERATED FLAGS
Evaluating...
05 — QUICK LINKS
Building...